http://www.brightlinesolutions.com/files/Plaze/NoAction%20Great%20Lakes%202492.pdf You state the following: 1. Great Ajax Corp. (the “Company”), a Maryland corporation and publicly traded real estate investment trust (“REIT”), is engaged in the business of acquiring, investing in and … See more Based on the facts and representations in your letter, we would not recommend enforcement action to the Commission under Section 7 of … See more You argue that the Depositor should be able to rely on Section 3(c)(5)(C) because the Depositor is primarily engaged in the mortgage loan business, and thus is an issuer that is primarily engaged in a type of business that … See more
SEC and NASD Internet Releases, No-Action Letters And Other ... - Mondaq
WebDec 9, 2024 · Using Ajax requires jQuery, whilst it is a convenience, including the whole jQuery library for just Ajax is overboard. Here is a function that replaces Ajax (plus … WebNo-Action Letter. Purchaser agrees that it will submit to the SEC staff the No-Action Letter referred to in Section 7.2(g) not later than 30 days after the entry of the Approval Order, … green power florianopolis
SEC Issues First
WebMay 29, 2024 · On May 22, 2024, the Consumer Financial Protection Bureau (CFPB) introduced two new No-Action Letter (NAL) "templates," described as part of the Bureau's ongoing efforts to both spur the introduction of new personal finance and Financial Technology (FinTech) products, and to encourage financial institutions to provide swift … WebApr 3, 2024 · James Prescott Curry is the lawyer who worked with TurnKey Jet to get the SEC's assurance that it won't take regulatory action against the startup. In announcing its decision April 3, the SEC ... WebUnless the Committee by resolution determines otherwise, any action required or permitted to be taken by the Committee may be taken without a meeting if all Members consent thereto in writing and the same are filed with the minutes of the proceedings of the Committee. The Committee may form and delegate authority to subcommittees when … fly to poland cheap